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Business 111: Introduction To Business

Corporate Research for Business 111

Locating Annual Reports on the SEC Website

Searching the SEC/EDGAR:

Use the search box on the website. Select the result that includes the "ticker symbol" for the company. A ticker symbol is a unique code used to identify the company on the stock market. 

Image of SEC website

Access Reports:

Once you are on the search results, you should see a page that includes all of the filings with the SEC. This is where you can find the 10-k. 

 Screenshot of EDGAR search results

 

 

Reading a 10-4 Document

10-k documents can go over 100 pages, so you probably won't be reading the whole thing! You can review the SEC's guide to reading a 10-k. You can also start by taking a look at the table of contents. For your assignment, the best places to start will be Item 1 and Item 1a

Item 1 (Business):

  • Broad overview of the company
  • Can include history/purpose of the company, products/services offered, locations, overview of business practices

Item 1a (Risk Factors):

  • Threats to the corporation 
  • Businesses normally list threats in the order of importance or significance to the company 
  • Some of the threats identified may be broad and impact many businesses (example: supply chain), others might be specific to the type of business or products offered

Official Company Websites

You can also access company information from their corporate website. Note that this site is not the same as the front facing site for consumers. It can normally be found by looking for a section called "for investors" or in the "about us" section.   

For example, below is the main Starbucks website. 

Screenshot of Starbucks website

When you scroll to the bottom you will see a link to their corporate site listed as "Investor Relations." This is where you will find financial information and more.  

Screenshot of Starbucks website with arrow pointing to the "investor relations" link

 

 

Finding News Articles About Companies

Screenshot of library search tool with arrows pointing to filters and sorting order

Support for Completing Your Assignment

  • The Library. For help finding sources and materials for your report, the library can help you! Come by any time we are open and a librarian can help. You can also make an appointment to meet with a librarian.  
  • The Writing and Reading Center. For help writing you paper or reading any of the materials you have gathered, reach out to the Writing and Reading Center. You can stop by the Center by visiting Room 1435 or Schedule an Appointment on Navigate for details.